The University of Chicago Library > The Hanna Holborn Gray Special Collections Research Center > Finding Aids > Guide to the Merton H. Miller Papers 1941-2002
© 2015 University of Chicago Library
| Title: | Miller, Merton H. Papers |
|---|---|
| Dates: | 1941-2002 |
| Size: | 62 linear feet (102 boxes) |
| Repository: |
Hanna Holborn Gray Special Collections Research Center |
| Abstract: | Merton H. Miller was an economist, faculty member of the University of Chicago's Graduate School of Business, consultant, director of financial organizations, and free-market activist. Materials in this collection include drafts, publications, correspondence, research material, administrative records, and teaching material. This collection documents Miller's prolific writing and research, including his pioneering research in finance theory, for which he won the Nobel Prize in economics in 1990. Also included are records of his teaching and administrative activities at University of Chicago, speeches and public appearances, and work for professional organizations and corporations. |
Series III: Subseries 6 contains videocassettes, which may need to be reformatted for access.
Series VI contains materials to which access is restricted.
Subseries 1 contains restricted materials related to Miller’s work as a financial and legal consultant. These files are restricted for 50 years.
Subseries 2 contains University of Chicago administrative records, referee reports and recommendations for colleagues. These materials are restricted for 30 years.
Subseries 3 contains records related to University of Chicago faculty appointments. This material is restricted for 50 years.
Subseries 4 contains protected student information such as grade reports, graded student work, letters of recommendation and other material related to the evaluation of students. This material is restricted for 80 years.
Subseries 5 contains documents bearing protected personal information such as social security numbers. This material is restricted indefinitely.
The remainder of the collection is open for research, with no restrictions.
When quoting material from this collection, the preferred citation is: Miller, Merton H. Papers, [Box #, Folder #], Hanna Holborn Gray Special Collections Research Center, University of Chicago Library.
Merton Howard Miller (1923-2000) was an economist who won the Nobel Prize for his groundbreaking research in corporate finance. Born in Boston, Massachusetts, Miller attended Harvard University (A.B., 1944). In the mid- to late 1940s, Miller worked as an economist for the United States Treasury Department's Division of Tax Research, and the Division of Research and Statistics of the Board of Governors of the Federal Reserve System. He earned a Ph.D. from Johns Hopkins University in 1952, mentored by Fritz Machlup.
After graduation from Johns Hopkins, Miller briefly held an appointment at the London School of Economics as an assistant lecturer in American economic history. In 1953, he moved on to the Carnegie Institute of Technology (now Carnegie-Mellon University), where he began working with Franco Modigliani on a series of papers on corporate finance. The two developed the Modigliani-Miller theorem, which holds that under certain assumptions the value of a firm is independent of the firm's ratio of debt to equity. The Modigliani-Miller theorem is now fundamental to thinking on capital structure.
In 1961, Miller accepted a position at the University of Chicago's Graduate School of Business. While continuing his collaborations with Modigliani, Miller taught business and finance courses, mentored students, served on administrative committees, and conducted further research in corporate finance. A prolific writer, he often collaborated with other researchers in economics and business, and was a lively and assertive debater.
In 1990, Miller's research with Franco Modigliani earned him the Nobel Prize in economics, which he shared with Harry Markowitz and William Sharpe.
Miller was active in professional organizations, serving as president of the American Finance Association, on the advisory and editorial boards of several academic publications and organizations. Late in his career, Miller consulted for banks and corporations, and held directorial positions at the Chicago Board of Trade and Chicago Mercantile Exchange. After his retirement, he described himself as a "professional keynote speaker," traveled worldwide to conferences, and spent time on his working farm in Woodstock, Illinois.
This collection documents Merton H. Miller's prolific career as an economist, teacher, consultant, director of financial organizations, and free-market activist. It also contains material broadly related to free-market economics and the Chicago school of economics.
The collection is organized into series to distinguish among different periods and facets of Miller's career.
Series I: Education and Early Career, contains material dating from Miller's studies at Harvard University and Johns Hopkins University, his work for the federal government, and his teaching at the London School of Economics. Materials found in this series span the years 1941-1943, and include notes, exams and papers for classes; a copy of his Ph.D. dissertation, reports, correspondence, and teaching materials such as lecture notes.
Series II: Carnegie Institute of Technology, documents Miller's research and teaching during the years 1954-1961. Drafts, correspondence, and research material related to Miller's foundational work with Franco Modigliani is found in this series.
Series III: University of Chicago, is the largest and most diverse series in the collection, documenting Miller's research, teaching and administrative work at the University. This series also contains material related to lectures, conferences and other non-University of Chicago events that Miller attended in his capacity as a faculty member. Teaching material, research files, publications and drafts, correspondence, administrative records, and video recordings are included in this series.
Series IV: Consulting and Professional Activities, contains material related to Miller's activities outside of university teaching, research and speaking. These activities include participation in professional organizations; service on advisory, editorial and governing boards; and consulting for corporations and law firms. This series is divided into three subseries to distinguish among the types of material, and levels of organization. The material found in this series includes a large amount of proprietary and confidential information related to legal cases and corporate financing; it also includes correspondence, court documents, publications, drafts and administrative material.
Series V: Personal, is a small series containing copies of Miller's CV and list of publications, birthday party memorabilia, and material related to an alumni beer-tasting event.
Series VI: Restricted, consolidates all restricted materials within a single series. This series is broken into 5 subseries to distinguish types of material and level of restriction. Items within subseries 1 are organized alphabetically by name of organization or title. Items within subseries 2-5 are organized chronologically.
Series I: Education and Early Career |
This series contains material dating from Miller's studies at Harvard University and Johns Hopkins University, his work for the federal government, and his teaching at the London School of Economics. Materials found in this series span the years 1941-1953, and include notes, exams and papers for classes; a copy of his Ph.D. dissertation, reports, correspondence, and teaching materials such as lecture notes.
| Box 1 Folder 1-2 | Course notes, Harvard University, ca. 1941-1942 |
| Box 1 Folder 3-4 | The Treatment of Capital Gains in the Federal Personal Income Tax, Harvard University, drafts, 1943 |
| Box 2 Folder 1-4 | United States Treasury, Division of Tax Research, correspondence, reports and research material, 1942-1947 |
| Box 2 Folder 5-9 | Board of Governors of the Federal Reserve System, Division of Research and Statistics, correspondence, reports and research material, 1943-1956 |
| Box 3 Folder 1 | Tax return forms and course material on tax policy, 1943-1948 |
| Box 3 Folder 2 | Applications for federal employment, 1940s |
| Box 3 Folder 3-4 | Economics 201, History of Economic Thought, Johns Hopkins University, course material, 1946-1947 |
| Box 3 Folder 5 | Economics 205, Johns Hopkins University, course material, ca. 1946-1947 |
| Box 3 Folder 6 | Economics 210, Johns Hopkins University, course material, 1947 |
| Box 3 Folder 7 | Math and Econometrics, Johns Hopkins University, course material, 1949 |
| Box 3 Folder 8 | History of Modern Philosophy, Johns Hopkins University, course material, 1949 |
| Box 3 Folder 9-10 | Fritz Machlup political economy classes, Johns Hopkins University, course material, 1950-1951 |
| Box 4 Folder 1-2 | Johns Hopkins University, course material, ca. 1950-1951 |
| Box 4 Folder 3 | Teaching notes, ca. 1950 |
| Box 4 Folder 4-6 | Price Discrimination in the Railway Industry, Johns Hopkins University dissertation, photocopy, 1952 |
| Box 4 Folder 7-8 | American economic history, London School of Economics, notecards, ca. 1952-1953 |
| Box 5 Folder 1-4 | American economic history, London School of Economics, notecards, ca. 1952-1953 |
| Box 5 Folder 5-7 | American economic history, London School of Economics, notes for Lectures 1-20, 1952-1953 |
Series II: Carnegie Institute of Technology |
This series documents Miller's research and teaching during the years 1954-1961. Drafts, correspondence, and research material related to Miller's foundational work with Franco Modigliani is found in this series. A small amount of administrative correspondence, including negotiations for Miller's move to the University of Chicago, is also included. Additional material related to the Modigliani-Miller theorems is found in Series III. Other reprints, drafts, research material and correspondence are also included in Series II.
| Box 6 Folder 1 | "Decreasing Average Cost and the Theory of Railroad Rates," 1955, correspondence and drafts, 1954 |
| Box 6 Folder 2 | "The Cost of Capital, Corporation Finance and Keynesian Economics" (with Franco Modigliani), 1958, preliminary version of paper for Econometric Society, 1956 |
| Box 6 Folder 3 | Gregory C. Chow, correspondence and draft, 1958 |
| Box 6 Folder 4 | Martin Shubik and Gerald L. Thompson, "Games of Economic Survival," draft, 1958 |
| Box 6 Folder 5 | Research with Franco Modigliani on capital structure, 1957-1964 |
| Box 6 Folder 6 | Portfolio selection, offprints and notes, 1956-1958 |
| Box 6 Folder 7-8 | Review of Portfolio Selection, by Harry M. Markowitz, correspondence and drafts, 1959-1960 |
| Box 6 Folder 9 | McKinsey Foundation Award, correspondence, 1960 |
| Box 6 Folder 10-11 | "Corporation Income Tax and Corporate Financial Policies," report to the Commission on Money and Credit, drafts, 1960-1961 |
| Box 6 Folder 12-13 | "Dividend Policy, Growth Opportunities and the Valuation of Shares" (with Franco Modigliani), 1961, correspondence and drafts, 1960-1961 |
| Box 7 Folder 1 | "Dividend Policy, Growth Opportunities and the Valuation of Shares" (with Franco Modigliani), 1961 correspondence and drafts, 1961 |
| Box 7 Folder 2 | "Leverage, Dividend Policy and the Cost of Capital" (with Franco Modigliani), offprint and correspondence, 1960-1961 |
| Box 7 Folder 3 | Franco Modigliani, correspondence, 1961 |
| Box 7 Folder 4 | Bank reserves, publications, 1953-1961 |
| Box 7 Folder 5 | James W. Lorie, correspondence, 1961 |
| Box 7 Folder 6 | G.L. Bach, acceptance of Miller's resignation from faculty, 1961 |
Series III: University of Chicago |
This series documents Miller's research, teaching and administrative work at the University of Chicago, as well as material related to lectures, conferences and other non-University events that Miller attended in his capacity as a faculty member. This series is divided into six subseries to distinguish among types of material.
Series III: Subseries 1: Teaching Material, contains material related to courses taught by Miller, business courses, some of which Miller taught for several decades, as well as material for symposia, seminars and other advanced academic courses. Materials include syllabi, reading lists, and lecture notes.
Series III: Subseries 2: Writing and Research, contains drafts, publications, notes, correspondence and other material related to Miller's academic research and prolific writing of articles, books, and speeches. Represented here are published and unpublished work from the 1960s-2000s. Files are organized according to topic or title when identified. Publication dates and names of co-authors are also given when available. Miller also filed drafts according to the location in which a speech was given, or by general topic.
Series IV: Subseries 3: Correspondence, contains letters and memoranda related to Miller's work in research, writing, teaching and publishing. Additional correspondence is found throughout the collection; the material included in this subseries includes material maintained by Miller specifically as correspondence files. This subseries is divided into two sub-subseries to distinguish between types of organization. Sub-subseries 1: Subject file, includes correspondence from the 1960s-2000s, and is arranged alphabetically; it is important to note that the subjects described do not always identify the correspondents, but the individuals or organizations discussed. Sub-subseries 2: Chronological File, also spans the 1960s-2000s.
Series IV: Subseries 4: Administration, includes correspondence, reports, curriculum and programming material, and other documents related to Miller's service on a variety of university committees and administrative projects.
Series IV: Subseries 5: Arrangements for Speaking Engagements, is arranged chronologically and contains routine organizational material such as itineraries, reservation confirmations, letters of invitation, and expense reports. Some material on conference proceedings, such as schedules and programs, is also included. This subseries does not contain drafts, research material, or other substantial documents related to Miller's speeches and presentations - this material is found in Subseries 2.
Series IV: Subseries 6: Video Recordings, contains VHS cassette tapes of television broadcasts, conference proceedings, and press conferences in which Miller participated.
Subseries 1: Teaching Material |
| Box 7 Folder 7-11 | Business 303, 1969-1972 |
| Box 8 Folder 1 | Business 330, 1969-1970 |
| Box 8 Folder 2 | Business 331, ca. 1973 |
| Box 8 Folder 3-6 | Business 333, 1963-1965 |
| Box 9 Folder 1-6 | Business 333, 1971-1987 |
| Box 10 Folder 1-3 | Business 333, 1980s |
| Box 10 Folder 4-5 | Business 437, Selected Topics in Corporate Finance, 1985 |
| Box 11 Folder 1-8 | Business 438, Special Topics in Finance, 1986-1989 |
| Box 12 Folder 1-6 | Business 438, Special Topics in Finance, 1989-1993 |
| Box 13 Folder 1-10 | Business 438, Special Topics in Finance, 1990-1992 |
| Box 14 Folder 1-3 | Business 438, Special Topics in Finance, 1993 |
| Box 14 Folder 4-6 | Business 538, 1996-1999 |
| Box 14 Folder 7 | Executive Program in Finance, 42nd-43rd Group, 1979 |
| Box 14 Folder 8 | Symposium on Financial Regulation, 1995 |
| Box 15 Folder 6 | Ph.D. examination in finance, 1983 |
| Box 15 Folder 2-6 | Exams, 1967-1988 |
| Box 15 Folder 7-10 | Course material, 1967-1982 |
| Box 16 Folder 1-2 | Course material, ca. 1970s-1993 |
| Box 17 Folder 1-12 | Course material, ca. 1970s-1990s |
| Box 18 Folder 1-21 | Course material, ca. 1970s-1990s |
| Box 19 Folder 1-20 | Course material, ca. 1970s-1990 |
Subseries 2: Writing and Research |
| Box 20 Folder 1 | Fritz Machlup, Essays in Economic Semantics, Merton H. Miller, ed., 1963, drafts and correspondence, 1962-1963 |
| Box 20 Folder 2 | "Dividend Policy and Market Valuation, A Reply" (with Franco Modigliani), 1963, drafts and correspondence, 1962-1963 |
| Box 20 Folder 3-4 | "Taxes and the Cost of Capital, A Correction" (with Franco Modigliani), 1963, drafts, notes and correspondence, ca. 1963 |
| Box 20 Folder 5-6 | Modigliani-Miller research, notes, drafts, correspondence and publications, ca. 1960-1964 |
| Box 21 Folder 1-5 | Modigliani-Miller research, notes, drafts, correspondence and publications, ca. 1960-1964 |
| Box 22 Folder 1-2 | Modigliani-Miller research, notes, drafts, correspondence and publications, ca. 1960-1964 |
| Box 22 Folder 3 | "Herbert A. Simon," presentation statement for honorary degree, drafts and correspondence, 1963 |
| Box 22 Folder 4 | Speech draft, Management Conference, 1963 |
| Box 22 Folder 5 | "General Equilibrium of the Capital Markets under Uncertainty" (with Franco Modigliani), drafts, correspondence and research material, 1960-1966 |
| Box 22 Folder 6-8 | "Some Estimates of the Cost of Capital in the Electric Utility Industry" (with Franco Modigliani), 1966, drafts and correspondence, 1965-1967 |
| Box 22 Folder 9 | "A Model of the Demand for Money by Firms" (with Daniel Orr), 1966, drafts, correspondence and research material, 1956-1967 |
| Box 23 Folder 1 | "A Model of the Demand for Money by Firms" (with Daniel Orr), 1966, drafts, correspondence and research material, 1956-1967 |
| Box 23 Folder 2 | "Franco Modigliani," honorary degree presentation, speech drafts and correspondence, 1967 |
| Box 23 Folder 3 | Joseph E. Stiglitz, draft, correspondence and administrative material, 1967 |
| Box 23 Folder 4 | "Reply to Heinz and Sprenkle" (with Franco Modigliani), 1969, drafts and correspondence, 1969 |
| Box 23 Folder 5 | "The Effects of an Improved Option Market on the Costs of Debt and of Equity Capital," drafts, 1969 |
| Box 23 Folder 6 | Time series, notes, 1969 |
| Box 23 Folder 7 | Michael C. Jensen, drafts and correspondence, 1969 |
| Box 23 Folder 8 | Eugene F. Fama, drafts, ca. 1960s |
| Box 23 Folder 9 | Dale W. Jorgenson, draft, ca. 196 |
| Box 23 Folder 10-13 | Drafts, correspondence and research material, 1964-1969 |
| Box 24 Folder 1 | Refunding model, notes, ca. 1960s |
| Box 24 Folder 2 | Capital theory and capital budgets, notes, ca. 1960s |
| Box 24 Folder 3-6 | Notes and drafts, ca. 1960s |
| Box 24 Folder 7-9 | Chicago Board of Trade study of put and call options, correspondence, drafts and research material, 1968-1970 |
| Box 25 Folder 1 | Chicago Board of Trade study of put and call options, correspondence, drafts and research material, 1968-1970 |
| Box 25 Folder 2 | NASDAQ research material, 1969-1971 |
| Box 25 Folder 3-9 | "Rates of Return in Relation to Risk, A Reexamination of Some Recent Findings" (with Myron S. Scholes), 1972, drafts, research material and correspondence, 1968-1971 |
| Box 26 Folder 1-5 | "Rates of Return in Relation to Risk, A Reexamination of Some Recent Findings" (with Myron S. Scholes), 1972, drafts, research material and correspondence, 1968-1971 |
| Box 26 Folder 7-8 | "Comments on 'Money and Stock Prices, The Channels of Influence,' by Michael J. Hamburger and Levis A. Kochin," presented at the American Financial Association meeting, 1971, drafts and notes, 1971-1972 |
| Box 27 Folder 1 | "The Fine Art of Agenda Positioning," draft, ca. 1970 |
| Box 27 Folder 2 | Jacques Drèze, research material, ca. 1970 |
| Box 27 Folder 3 | Vernon L. Smith, drafts, ca. 1970s |
| Box 27 Folder 4-5 | Business simulation games, research material, ca. 1970 |
| Box 27 Folder 6 | "Quantitative Methods in Business," drafts, ca. 1970 |
| Box 27 Folder 7 | Robert J. Barro and Daniel Orr, cash management and demand for money, drafts, ca. 1970 |
| Box 27 Folder 8 | Corporate cash balance models, notes, ca. 1970 |
| Box 27 Folder 9 | Strikes, research material, ca. 1970 |
| Box 27 Folder 10-14 | The Theory of Finance (with Eugene F. Fama), 1972, drafts and notes, 1968-1973 |
| Box 28 Folder 1 | The Theory of Finance (with Eugene F. Fama), 1972, drafts and notes, 1968-1973 |
| Box 28 Folder 2 | "An Analytical Model of Energy and the Economy" (with E.M. Bohn and Charles W. Upton), drafts, meeting minutes and grant proposal, 1973 |
| Box 28 Folder 3 | Demand for money, notes and research material, 1974 |
| Box 28 Folder 4 | "Informational Content of Dividend Changes" (with Myron Scholes), drafts, notes and research material, ca. 1974 |
| Box 28 Folder 5-6 | "Comments by Merton H. Miller on 'Permanent and Transitory Income Effects in a Model of Optimal Consumption with Wage Income Uncertainty,' by David Sibley," presented at the Bell Laboratories Symposium on the Economics of Uncertainty, 1974, drafts and conference material, 1974 |
| Box 28 Folder 7 | James Scott, drafts, 1974 |
| Box 28 Folder 8 | James D. Macbeth, draft, 1974 |
| Box 29 Folder 1-5 | Macroeconomics, a Neoclassical Introduction (with Charles W. Upton), 1974, drafts and notes, ca. 1971 |
| Box 29 Folder 6 | Talks presented at Recent Developments in Applied Economics, 1975, drafts, research material and conference program, 1974- 1975 |
| Box 29 Folder 7 | "Some Estimates of Arrow-Debreu Prices on State-Contingent Claims" (with R. Ibbotson), drafts, 1975 |
| Box 29 Folder 8 | Talk presented at Financial Decision-Making under Uncertainty, Hebrew University of Jerusalem, 1975, drafts, correspondence and conference material, 1975 |
| Box 29 Folder 9-10 | "Leasing, Buying and the Cost of Capital Services" (with Charles W. Upton), 1976, drafts, correspondence and research material, 1962-1975 |
| Box 30 Folder 1-2 | "Leasing, Buying and the Cost of Capital Services" (with Charles W. Upton), 1976, drafts, correspondence and research material, 1962-1975 |
| Box 30 Folder 3 | Option theory, research material and notes, 1975-1976 |
| Box 30 Folder 4 | Referee reports and reviews, 1975-1977 |
| Box 30 Folder 6-9 | States model, notes and research material, 1975-1976 |
| Box 31 Folder 1-3 | "Debt and Taxes" presidential address presented at the Annual Meeting of the American Finance Association, 1976, drafts, notes and research material, 1975-1976 |
| Box 31 Folder 4-7 | "Commentary on Financial Markets, Default and Bankruptcy, the Role of the State," presented at the Liberty Fund, Inc. Seminar on the Economics of Bankruptcy, University of Miami School of Law, 1977, drafts, research material and conference material, 1976-1978 |
| Box 31 Folder 8 | "Note on the ITC," draft, 1977 |
| Box 31 Folder 9 | "Some Estimates of Arrow-Debreu Prices for State-Contingent Claims" (with Rolf Banz), presented at the Finance Workshop, Dartmouth College, 1977, drafts and research material, 1977 |
| Box 32 Folder 1-7 | "An Approach to the Regulation of Bank Holding Companies" (with Fischer Black and Richard A. Posner), 1978, drafts, notes and correspondence, 1971-1976 |
| Box 33 Folder 1 | "An Approach to the Regulation of Bank Holding Companies" (with Fischer Black and Richard A. Posner), 1978, drafts, notes and correspondence, 1971-1976 |
| Box 33 Folder 2 | "The Stochastic Properties of Velocity and the Quantity Theory of Money" (with John P. Gould, C. R. Nelson and Charles W. Upton), 1978, drafts and correspondence, 1976 |
| Box 33 Folder 3-5 | "Prices for State-Contingent Claims, Some Estimates and Applications" (with Fischer Black and Richard A. Posner), 1978, correspondence, notes and drafts, 1976-1977 |
| Box 33 Folder 6-8 | "Dividends and Taxes" (with Myron S. Scholes), 1978, drafts and notes, 1976-1979 |
| Box 34 Folder 1 | "Yield-Tilting, An Appraisal" (with Myron S. Scholes), commissioned by the American National Bank and Trust Company of Chicago, draft, 1979 |
| Box 34 Folder 2 | Talks given to alumni groups, drafts, 1979 |
| Box 34 Folder 3 | Taxes, notes and memorandum, 1978-1979 |
| Box 34 Folder 4 | Multiperiod variables, notes, ca. 1970s |
| Box 34 Folder 5-7 | Drafts and notes, ca. 1970s |
| Box 34 Folder 8-9 | Reuben A. Kessel, Essays in Applied Price Theory (edited with Ronald H. Coase), 1980, correspondence and drafts, 1978-1979 |
| Box 34 Folder 10-11 | Executive Program graduation address, drafts and programs, 1979-1980 |
| Box 34 Folder 12-14 | "Can Management Use Dividends to Influence the Value of the Firm?" presented at Seminar on Current Management Issues, Bohlins Auditing Bureau, Stockholm, 1981, drafts, correspondence and conference material, 1981-1982 |
| Box 34 Folder 15-16 | "Executive Compensation, Taxes and Incentives" (with Myron S. Scholes), 1982, drafts and notes, 1981-1982 |
| Box 35 Folder 1-4 | "Executive Compensation, Taxes and Incentives" (with Myron S. Scholes), 1982, drafts and research material, 1978-1981 |
| Box 35 Folder 5-7 | "Dividends and Taxes, Some Empirical Evidence" (with Myron S. Scholes), 1982, drafts, notes and research material, 1980-1982 |
| Box 36 Folder 1-4 | "Dividends and Taxes, Some Empirical Evidence" (with Myron S. Scholes), 1982, drafts, notes and correspondence, 1980-1982 |
| Box 36 Folder 5 | Daniel Feenburg, correspondence and drafts, 1980-1981 |
| Box 36 Folder 6-7 | "Remarks at the Dean's Fund Luncheon," drafts, 1982 |
| Box 36 Folder 8 | "The January Anomaly," Woodward Court lecture, drafts, 1982 |
| Box 36 Folder 9 | "Do Dividends Really Matter?" presented at the Seminar on Current Management Issues, Bohlins Auditing Bureau, Stockholm, drafts, 1981 |
| Box 37 Folder 1 | "Dividend Policy, Does Generosity Pay?" for presentation at the University of Texas at Dallas, drafts, 1983 |
| Box 37 Folder 2 | "More on Dividends," presented at the Executive Program Luncheon, drafts, 1983 |
| Box 37 Folder 3-5 | "American Management and Management Education, Too Nearsighted or Too Farsighted?" convocation speech, drafts, notes and program material, 1983 |
| Box 37 Folder 6-8 | "A Test of the Hotelling Valuation Principle" (with Charles W. Upton), 1985, drafts, notes and research material, 1980-1983 |
| Box 38 Folder 1-3 | "Behavioral Rationality in Finance, The Case of Dividends," 1986, drafts and correspondence, 1985-1987 |
| Box 38 Folder 4-9 | "Economic Costs and Benefits of the Proposed One-Minute Time Bracketing Regulation" (with Sanford J. Grossman), 1986, drafts, research material and correspondence, 1985 |
| Box 39 Folder 1-2 | "Economic Costs and Benefits of the Proposed One-Minute Time Bracketing Regulation" (with Sanford J. Grossman), 1986, draft and correspondence, 1985 |
| Box 39 Folder 3 | "Reply to CFTC Staff Comments on the Grossman-Miller Study on the Costs and Benefits of One-Minute Bracketing (with Sanford Grossman), drafts, 1986 |
| Box 39 Folder 4 | Tax policy, research material, 1981-1986 |
| Box 39 Folder 5 | Macroeconomics, a Neoclassical Introduction (with Charles W. Upton), preface to the paperback edition, 1986, drafts, ca. 1986 |
| Box 39 Folder 6 | "Inflation and Capital Markets, Some New Approaches," presented in Abant, Turkey, drafts and correspondence, 1986 |
| Box 39 Folder 7 | Speeches presented in Leuven, Belgium, drafts and correspondence, 1986 |
| Box 39 Folder 8 | Earl M. Combs, Jr., Award presented by the Directors of the Chicago Board of Trade Educational Research Foundation, correspondence and notes, 1988 |
| Box 39 Folder 9 | Frank Milne, correspondence and drafts, 1988 |
| Box 39 Folder 10-12 | Financial innovation, speeches presented in Belgium, London, Virginia, and Colorado, drafts, research material and correspondence, 1980-1987 |
| Box 40 Folder 1 | "The Academic Field of Finance, Some Observations on Its History and Prospects," presented on receiving an honorary doctorate from Katholieke Universiteit, Leuven, Belgium, drafts, 1986 |
| Box 40 Folder 2 | "Academic Finance, Rewards, Replacements and Renewals," presented on receiving the Scholar's Award of the Eastern Finance Association, draft, 1987 |
| Box 40 Folder 3 | Conference on the Impact of Stock Futures Trading, drafts and conference material, 1987 |
| Box 40 Folder 4 | Speeches, drafts, notes and clippings, 1987 |
| Box 40 Folder 5-7 | "The Informational Content of Dividends," 1987, drafts and correspondence, 1985-1986 |
| Box 40 Folder 8-10 | "Liquidity and Market Structure" (with Sanford J. Grossman), 1988, drafts, correspondence and research material, 1985-1987 |
| Box 41 Folder 1-6 | "Liquidity and Market Structure" (with Sanford J. Grossman), 1988, drafts, correspondence and research material, 1985-1988 |
| Box 41 Folder 7-9 | "The Modigliani-Miller Propositions after Thirty Years," 1988, drafts, research material and correspondence, 1957-1988 |
| Box 42 Folder 1-3 | "The Modigliani-Miller Propositions after Thirty Years," 1988, drafts, research material and correspondence, 1986-1988 |
| Box 42 Folder 4-5 | Conference on Leveraged Buyouts, Chicago Analysts Society, drafts, correspondence and conference material, 1987-1988 |
| Box 42 Folder 6-8 | "Black Monday" stock market decline of October 19, 1987, drafts, conference material and research material, 1988 |
| Box 43 Folder 1 | "Black Monday" stock market decline of October 19, 1987, drafts, conference material and research material, 1987-1988 |
| Box 43 Folder 2-3 | "Who Should Set Futures Margins?" presented at the Regulatory Issues in Financial Markets Conference, sponsored by the Chicago Board of Trade, drafts, conference material and research material, 1988 |
| Box 43 Folder 4-7 | 125th Anniversary of the Stockholm Stock Exchange, 1988, drafts, research material and conference material, 1988-1989 |
| Box 43 Folder 8 | Conference on Regulatory Reform of Stock and Futures Markets, Columbia University, research material, notes and conference material, 1988-1989 |
| Box 43 Folder 9 | Speeches given in Sydney, notes, travel material and clipping, 1988 |
| Box 43 Folder 10 | Speech given in Paris, notes and clippings, 1988 |
| Box 43 Folder 11 | Speech given in Maui, notes, 1988 |
| Box 43 Folder 12 | "The Crash of 1987 and the Crash of 1946," presented at the Conference on Crashes and Panics in Historical Perspective, New York University, draft, 1988 |
| Box 44 Folder 1-2 | "The Crash of 1987, Bubble or Fundamental?" presented at the First Annual Pacific Basin Finance Conference, Taipei, drafts, notes and travel material, 1989 |
| Box 44 Folder 3-4 | "Should Short-Term Trading Be Taxed?" drafts and correspondence, 1989 |
| Box 44 Folder 5 | "Strategies for Capital Market Structure and Regulation" (with Charles W. Upton), 1989, drafts, 1989 |
| Box 44 Folder 6 | "Equilibrium Relations between Cash Markets and Futures Markets," presented at the Symposium on Financial Futures and Options, Frankfurt, drafts, 1989 |
| Box 44 Folder 7 | Speech given at New York Stock Exchange-London School of Economics Conference, notes, conference material and research material, 1989 |
| Box 44 Folder 8 | Speech given at DePaul University, notes, 1989 |
| Box 44 Folder 9 | Speech given at Drexel University, notes and conference material, 1989 |
| Box 44 Folder 10 | Leasing, research material, ca. 1980s |
| Box 44 Folder 11 | Alumni talks, notes and publication, ca. 1980s |
| Box 44 Folder 12-17 | Drafts, notes and reprints, ca. 1980s-1990s |
| Box 45 Folder 1 | United States Senate Committee on Banking, Housing and Urban Affairs, Institutional Investors Hearing, notes, research material and correspondence, 1989 |
| Box 45 Folder 2-3 | "Margin Regulation and Stock Market Volatility" (with David Hsieh), 1990, drafts, 1989-1990 |
| Box 45 Folder 4 | "Financial Innovation and the Stock Market, an Overview," presented at the Conference on International Financial Markets, Honolulu, drafts, notes and research material, 1989-1990 |
| Box 45 Folder 5-6 | "Strategies for Capital Market Structure and Regulation" (with Charles W. Upton), 1989, drafts and correspondence, 1989-1990 |
| Box 45 Folder 7-8 | American Enterprise Institute, research material and conference material, 1990 |
| Box 46 Folder 1 | Pacific Basin Finance Conference, Bangkok, conference material, 1989-1990 |
| Box 46 Folder 2 | "Invited Comment on Fed's Regulatory Policies," drafts and notes, 1990 |
| Box 46 Folder 3 | Japanese financial markets, research material, 1988-1990 |
| Box 46 Folder 4 | Congreso de Finanzas, Pontificia Universidad Catolica de Chile, keynote speech, drafts, notes and correspondence, 1990 |
| Box 46 Folder 5 | Market Micro-Structure, New York Stock Exchange, University of Southern California and University of California at Los Angeles, conference material, 1990 |
| Box 46 Folder 6-9 | "Leverage," Nobel Prize Lecture, 1990, drafts, notes and program material, 1990-1991 |
| Box 47 Folder 1 | Richard C. Stapleton, drafts and research material, 1967-1991 |
| Box 47 Folder 2-3 | Dual-class shares, notes and research material, 1987-1991 |
| Box 47 Folder 4 | "Reflexions on Financial Leverage," presented at Katholieke Universiteit, Leuven, Belgium, conference material, 1991 |
| Box 47 Folder 5 | Speech given in Essen, Germany, notes and research material, 1991 |
| Box 47 Folder 6-7 | Restructuring of debt, notes, research material and conference material, 1990-1991 |
| Box 48 Folder 1-2 | Speech given in Prague, drafts, notes and conference material, 1991 |
| Box 48 Folder 3 | Speech given in Spain, notes and research material, 1991 |
| Box 48 Folder 4 | Tokyo stock market, research material, 1991 |
| Box 48 Folder 5 | Alumni talks, drafts, notes and organizational material, ca. 1991 |
| Box 48 Folder 6 | Alumni book signing, notes and organizational material, 1991 |
| Box 48 Folder 7 | Market manipulation, notes and research material, 1991 |
| Box 48 Folder 8 | Initiativkreis Ruhrgebiet, notes, research material and organizational material, 1991 |
| Box 48 Folder 9 | George Anders, correspondence, drafts and photocopied article, 1991 |
| Box 48 Folder 10 | Martin Lowy, High Rollers, review, 1991 |
| Box 48 Folder 11 | "Financial Innovation, Achievements and Prospects," 1992, drafts, research material and conference material, 1991-1992 |
| Box 48 Folder 12 | "Predictability of S&P 500 Indiex Basis Changes, Arbitrage-Induced or Statistical Illusion?" (with Jayaram Muthaswamy and Robert E. Whaley), drafts, notes and research material, 1991-1992 |
| Box 49 Folder 1-3 | "Predictability of S&P 500 Indiex Basis Changes, Arbitrage-Induced or Statistical Illusion?" (with Jayaram Muthaswamy and Robert E. Whaley), drafts, notes and research material, 1991-1992 |
| Box 49 Folder 4-7 | "Index Arbitrage, Villain or Scapegoat," 1992, drafts and research material, 1991-1992 |
| Box 50 Folder 1-2 | "Index Arbitrage, Villain or Scapegoat," 1992, drafts, research material and conference material, 1992 |
| Box 50 Folder 4 | Third Convention of the Mexican Securities Market, drafts and conference material, 1992 |
| Box 50 Folder 5 | Speech given at Harvard University, drafts and notes, 1992 |
| Box 50 Folder 6 | Conference in Madrid, drafts, transcript and correspondence, 1992 |
| Box 50 Folder 7 | Convocation speech, drafts and organizational material, 1983-1992 |
| Box 50 Folder 8 | The Role of Journals in Scholarly Communication, Centennial Conference in Memory of George J. Stigler, conference material, 1992 |
| Box 50 Folder 9 | Bankers' Summit, Turin, meeting material, 1992 |
| Box 50 Folder 10 | International Organisation of Securities Commissions (IOSCO), Annual Conference, notes and conference material, 1992 |
| Box 50 Folder 11-12 | Asia-Pacific Forex Assembly, Bangkok, notes and conference material, 1992 |
| Box 51 Folder 1 | University of Chicago Alumni Association, Centennial Alumni Assembly, notes and program materials, 1992 |
| Box 51 Folder 2-3 | Securities and Exchange Commission, Market 2000 study, correspondence, drafts and photocopied articles, 1987-1992 |
| Box 51 Folder 4 | Market Micro-Structure, New York Stock Exchange, University of Southern California and University of California at Los Angeles, notes, conference material and research material, 1991-1992 |
| Box 51 Folder 5 | "Risk and Return in Futures, A View from the Chicago School," presented at the Managed Futures Symposium, Chicago Mercantile Exchange, notes and symposium materials, 1992 |
| Box 51 Folder 6 | Chapter Eleven bankruptcy, notes and research material, 1992 |
| Box 51 Folder 7 | "Black Monday" stock market decline of October 19, 1987, notes, research material and organizational material, 1992 |
| Box 51 Folder 8 | Derivatives, research material, 1992 |
| Box 51 Folder 9 | "Balance-sheet economics," correspondence and research material, 1991-1992 |
| Box 51 Folder 10 | Corporate governance, notes and research material, 1990-1992 |
| Box 52 Folder 1 | Treasury auctions, research material, 1991-1992 |
| Box 52 Folder 2-3 | Bank regulation, drafts, notes and research material, 1992 |
| Box 52 Folder 4 | Dividends, drafts and research material, 1986-1992 |
| Box 52 Folder 5-6 | "Rejoinder to 'Yes, Discounts on Closed-End Funds Are a Sentiment Index" (with Nai-Fu Chen and Raymond Kan), 1993, drafts, notes and correspondence, 1992-1993 |
| Box 52 Folder 7-8 | "Tribute at Service in Remembrance of Walter D. Fackler," drafts, notes and memorial material, 1993 |
| Box 52 Folder 9-10 | "Regulation of Financial Markets," 1993, drafts, research material and conference material, 1993 |
| Box 53 Folder 1 | "Are the Discounts on Closed-End Funds a Sentiment Index?" (with Nai-Fu Chen and Raymond Kan), 1993, drafts, 1991-1993 |
| Box 53 Folder 2 | "Swaps and Systemic Risk in Interbank Markets," presented at the Banking Structure Conference of the Federal Reserve Bank of Chicago, drafts, notes and conference material, 1992-1993 |
| Box 53 Folder 3-4 | "Is American Corporate Governance Fatally Flawed?" presented at the Second Symposium on Global Financial Markets, University of Michigan, drafts, notes and conference material, 1992-1993 |
| Box 53 Folder 5 | "Risk and Return in Futures, A Chicago View," presented at the Ninth Anniversary of Singapore International Monetary Exchange Limited (Simex), drafts, 1993 |
| Box 53 Folder 6 | "Japanese-American Trade Relations in the Financial Services Industry," presented at the Seminar on Japanese-American Trade Relations, University of Chicago, drafts, conference material and research material, 1993 |
| Box 53 Folder 7 | "The Transition from Socialism to Capitalism, Vietnam vs. Cambodia," presented in Vienna, drafts and notes, 1993 |
| Box 53 Folder 8 | "The Role of Futures Markets in the U.S. Economy and the Development of Futures Markets in China," presented at the International Conference on Market Economy and China, Beijing, drafts and notes, 1993 |
| Box 54 Folder 1-2 | Collaborations with Nai-Fu Chen and Raymond Kan, drafts, correspondence and research material, 1991-1993 |
| Box 54 Folder 3 | Speech given at Michigan State University, drafts, ca. 1993 |
| Box 54 Folder 4 | Speech given at Duke University, drafts and correspondence, 1993 |
| Box 54 Folder 5 | Speech given in Stockholm, drafts and program material, 1993 |
| Box 54 Folder 6 | Speech given at Finance Conference, Taipei, drafts and conference material, 1993 |
| Box 54 Folder 7 | Swiss Options and Financial Futures Exchange (SOFFEX), drafts and organizational material, 1993 |
| Box 54 Folder 8-10 | Vietnam and Cambodia, drafts, research material and organizational material, 1993 |
| Box 54 Folder 11 | Speech given in Venezuela, notes, drafts and organizational material, 1993 |
| Box 55 Folder 1 | Speech given in Turkey, notes and organizational material, 1993 |
| Box 55 Folder 2 | Dual-class catalyst, research material, 1993 |
| Box 55 Folder 3 | Regulation reform, drafts and research material, 1993 |
| Box 55 Folder 4 | "Black Monday" stock market decline of October 19, 1987, drafts, 1993 |
| Box 55 Folder 5 | Clinton administration economic policy, drafts and research material, 1993 |
| Box 55 Folder 6 | Hybrid instruments, drafts and research material, 1993 |
| Box 55 Folder 7 | East Asian stock markets, research material, 1992-1993 |
| Box 55 Folder 8 | For-profit exchanges, newspaper articles, 1993 |
| Box 55 Folder 9 | Enron, notes and research material, 1993 |
| Box 55 Folder 10 | Banking reform, drafts, ca. 1993 |
| Box 55 Folder 11 | Newspaper articles, 1991-1993 |
| Box 55 Folder 12 | Mark Nielson, dissertation and CV, 1993 |
| Box 56 Folder 1 | "Is American Corporate Governance Fatally Flawed?" 1994, drafts, 1993-1994 |
| Box 56 Folder 2 | "Functional Regulation," 1994, drafts and research material, 1993 |
| Box 56 Folder 3-5 | "Inside Financial Derivatives," 1994, drafts, notes and research material, 1994 |
| Box 56 Folder 6 | "Mean Reversion of S&P 500 Index Basis Changes, Arbitrage- Induced or Statistical Illusion?" (with Jayaram Muthaswamy and Robert E. Whaley), 1994, correspondence and revisions, 1993 |
| Box 56 Folder 7 | "Japanese-American Trade Relations, Rambo Takes On Godzilla," presented at the University of California-Santa Barbara, drafts, notes and research material, 1994 |
| Box 56 Folder 8 | "Japanese-American Trade Relations," presented at Southern Illinois University-Edwardsville, drafts, notes and research material, 1994 |
| Box 57 Folder 1-3 | "Do We Really Need More Regulation of Financial Derivatives?" speech presented at a client seminar of Banco de Investimentos Garantia, São Paulo, Brazil, drafts and research material, 1993- 1994 |
| Box 57 Folder 4 | "Japanese-American Trade Relations," presented at St. John's University, drafts and notes, 1994 |
| Box 57 Folder 5 | "Derivatives Markets," presented at the Continental Bank Southwest Corporate Finance Weekend, Scottsdale, Arizona, drafts, research material and organizational material, 1993-1994 |
| Box 57 Folder 6 | "The New Nikkei 300," presented at the Gathering of the Governing Boards of the International Association of Financial Engineers, New York, drafts and newspaper article, 1994 |
| Box 57 Folder 7 | "Do the Benefits of Stock Markets in Developing Countries Outweigh their Cost?" keynote address for 21st Century Institute Conference, drafts and conference material, 1994 |
| Box 57 Folder 8 | "On Some Anomalies in the Theory of Regulation," presented at the Symposium on Financial Market Regulation, Princeton University, drafts and symposium materials, 1992-1994 |
| Box 57 Folder 9 | Financial Accounting Standards Board, drafts and research material, 1993-1994 |
| Box 58 Folder 1 | Television appearances, correspondence and preparatory material for interviews, 1994 |
| Box 58 Folder 2 | Speech given at University of Rochester, notes and organizational material, 1994 |
| Box 58 Folder 3 | Derivatives, drafts and research material, 1992-1994 |
| Box 58 Folder 4 | Speech on interest rates given at Widener University, drafts, research material and organizational material, 1994 |
| Box 58 Folder 5 | China Financial Weekly, drafts, notes and sample issue, 1994 |
| Box 58 Folder 6 | Speech given in Key Largo, drafts, conference material and research material, 1994 |
| Box 58 Folder 7 | Dual-class catalyst, research material, 1992-1994 |
| Box 58 Folder 8 | Preparatory material for "Knowledge Exchange" interview, 1994 |
| Box 58 Folder 9 | Speech given in Australia, drafts, notes and organizational material, 1994 |
| Box 58 Folder 10-11 | Drafts, correspondence and research material, 1986-1994 |
| Box 59 Folder 1-2 | Drafts and reprints, 1976-1994 |
| Box 59 Folder 3 | "Response to Christie-Schultz," drafts and notes, 1995 |
| Box 59 Folder 4 | "Do We Really Need More Regulation of Financial Derivatives?" drafts, research material and conference material, 1995 |
| Box 59 Folder 5-7 | "Do the Laws of Economics Apply to Japan?" drafts and research material, 1995 |
| Box 60 Folder 1-2 | "Hedging in the Theory of Corporate Finance, Reply to Mello and Parsons" (with Christopher L. Culp), 1995, drafts and notes, 1995 |
| Box 60 Folder 3-11 | China, drafts, research material and conference material, 1993- 1995 |
| Box 60 Folder 12 | Speeches given in Frankfurt, drafts and research material, 1995 |
| Box 61 Folder 1 | Speeches given in Zurich and Frankfurt, drafts, research material and travel material, 1995 |
| Box 61 Folder 2-3 | Quoting behavior on NASDAQ, research material and notes, 1993- 1995 |
| Box 61 Folder 4 | Regulatory reform, research material, 1995 |
| Box 61 Folder 5 | Speech given at Walter D. Fackler Professorship Dinner, notes and program material, 1995 |
| Box 61 Folder 6 | Bankers Trust, drafts and research material, 1995 |
| Box 61 Folder 7 | Banking, research material, 1995 |
| Box 61 Folder 8-9 | "The Social Costs of Some Recent Derivatives Disasters," 1995, drafts and notes, 1995 |
| Box 61 Folder 10 | "Budget Deficits and Federal Fiscal Equilibrium in the U.S. and Italy," presented at the Fifth Conference on Ethics and Economics, Foligno, Italy, drafts and research material, 1996 |
| Box 62 Folder 1 | "SEC Antics, How Much Disclosure is Enough?" (with Christopher L. Culp), drafts and research material, 1996 |
| Box 62 Folder 2-3 | "The Future of Futures," 1997, drafts, research material and organizational material, 1996 |
| Box 62 Folder 4 | "Can China Make It?" presented at the EVA Association Meetings, La Quinta, California, drafts, 1996 |
| Box 62 Folder 5 | Chinese Economists Society, correspondence and research material, 1995-1996 |
| Box 62 Folder 6 | China, drafts, notes and research material, 1996 |
| Box 62 Folder 7 | World Economic Forum, drafts and program material, 1996 |
| Box 62 Folder 8 | Catastrophe insurance and risk management, research material and correspondence, 1996 |
| Box 62 Folder 9 | Flat tax, drafts and research material, 1996 |
| Box 62 Folder 10 | Derivatives lectures, drafts, research material and organizational material, 1995-1996 |
| Box 62 Folder 11 | Insurance futures, correspondence and research material, 1991- 1996 |
| Box 63 Folder 1 | Electronic trading, research material and notes, 1992-1996 |
| Box 63 Folder 2 | Leo Melamed, notes and review of memoirs, 1996 |
| Box 63 Folder 3 | NASDAQ, notes, graphs and research material, 1996 |
| Box 63 Folder 4 | Conference material, 1995-1996 |
| Box 63 Folder 5 | "Why Does Everyone Keep Bad-Mouthing Derivatives?" drafts, research material and organizational material, 1997 |
| Box 63 Folder 6 | "The Chicago Financial Economics Tradition, Some Practical Lessons," presented at the 448th Convocation, drafts, notes and program, 1997 |
| Box 63 Folder 7 | "The Graduate School of Business of the University of Chicago, The Last Hundred Years and the Next," presented at the Graduate School of Business Centennial Gala, drafts and notes, 1997 |
| Box 63 Folder 8 | Peter J. Tanous, Investment Gurus, "Merton Miller," 1997, drafts, 1996 |
| Box 63 Folder 9 | Nai-Fu Chen, drafts, correspondence and research material, 1997 |
| Box 63 Folder 10 | China, notes and organizational material, 1997 |
| Box 64 Folder 1 | "Financial Markets and the Welfare of Nations," presented at the Celebration of the 35th Anniversary of the Frankfurt International School, drafts, research material and organizational material, 1996- 1997 |
| Box 64 Folder 2 | Speech given to New York alumni, drafts, 1997 |
| Box 64 Folder 3 | Clearinghouses, notes and research material, 1997 |
| Box 64 Folder 4 | Speech given at New York University, notes and conference material, 1997 |
| Box 64 Folder 5 | Speech given at Zentrum für Unternehmungsführung, Frankfurt, drafts and conference material, 1997 |
| Box 64 Folder 6-7 | "Some Investment Non-Advice, GSB Style," presented at the Chief Executives Organization Conference, Chicago, drafts and conference material, 1997 |
| Box 64 Folder 8 | "The History of Finance, An Eyewitness Account," keynote address presented at the Fifth Annual Meeting of the German Finance Association, Hamburg, drafts, 1998 |
| Box 64 Folder 9 | "A Tribute to Myron Scholes," presented at the Nobel Memorial Prize Luncheon of the American Economic Association, drafts, notes and research material, 1997-1998 |
| Box 64 Folder 10 | "Some Reflections on the EMU," keynoted address presented at the Euro Conference in Brussels, drafts and research material, 1998 |
| Box 64 Folder 11 | "Lessons for Venezuela from the Current Southeast Asia Financial Crisis," drafts, notes and research material, 1998 |
| Box 64 Folder 12 | Speech given at Gleacher Center Dinner, notes and guest lists, 1998 |
| Box 64 Folder 13 | "Turkey and the European Monetary Union," presented at the celebration of the 40th Anniversary of the Faculty of Administrative Sciences of Bogaziçi University, Istanbul, drafts, research material and organizational material, 1998 |
| Box 65 Folder 1-2 | Foreword, Money and the Nation State (edited by Richard Timberlake, Jr. and Kevin Dowd), 1998, drafts and promotional material, 1994-1995 |
| Box 65 Folder 3 | Long-term capital management, research material, 1997-1998 |
| Box 65 Folder 4 | Nai-Fu Chen, correspondence and research material, 1998 |
| Box 65 Folder 5 | Ben C. Ball and Sam L. Savage, "Holistic vs. Hole-istic Exploration and Production Strategies," draft, 1998 |
| Box 65 Folder 6 | Speech given in Stockholm, notes and organizational material, 1998 |
| Box 65 Folder 7 | Keynote speech presented at the BARRA Rogers-Casey 1998 Research Seminar, Newport, Rhode Island, drafts and organizational material, 1998 |
| Box 65 Folder 8 | Speech given in Poland, drafts, research material and organizational material, 1998 |
| Box 65 Folder 9 | Honorary degree, Hong Kong University of Science and Technology, drafts, research material and organizational material, 1998 |
| Box 65 Folder 10-13 | "The Orange County Bankruptcy and Its Aftermath, Some New Evidence" (with David J. Ross), 1997, drafts and research material, 1996-1997 |
| Box 66 Folder 1-4 | Management conferences, Graduate School of Business, drafts, research material and organizational material, 1992-1999 |
| Box 66 Folder 5-10 | Pacific Basin Finance Conference, drafts, research material and organizational material, 1990-1999 |
| Box 67 Folder 1-3 | Pacific Basin Finance Conference, drafts, research material and organizational material, 1993-1999 |
| Box 67 Folder 4-11 | Corporate Hedging in Theory and Practice, Lessons from Metallgesellschaft (with Christopher L. Culp), 1999, drafts, correspondence and research material, 1994-1995 |
| Box 68 Folder 1-5 | Corporate Hedging in Theory and Practice, Lessons from Metallgesellschaft (with Christopher L. Culp), 1999, drafts, correspondence and research material, 1993-1994 |
| Box 68 Folder 6 | "China and the World Trade Organization, Some Ancient Legends Updated," drafts, notes and research material, 1999 |
| Box 68 Folder 7 | "Incentive Schemes for Portfolio Managers," keynote address presented at the Conference on Research, Risk and Regulation in the Hedge Fund Industry, Duke University, drafts, notes and research material, 1999 |
| Box 68 Folder 8 | Hermann Meyer zu Selhausen, drafts, correspondence and research material, 1999 |
| Box 68 Folder 9 | "From Markowitz to Sharpe to Black-Scholes," presented at the Panel on Research and Practice in Financial Markets, Carnegie- Mellon University, drafts, notes and organizational material, 1999 |
| Box 68 Folder 10 | Michael Milken, presentation material, 1999 |
| Box 68 Folder 11 | Keith Sharfman, correspondence and interview transcript, 2000 |
| Box 68 Folder 12 | Derivatives Strategy Hall of Fame, correspondence, 1999 |
| Box 68 Folder 13-14 | Bruce D. Grundy, editor, Selected Works of Merton H. Miller, 2002, notes, bibliographical material and editorial material, ca. 2000-2002 |
| Box 69 Folder 1 | Speech given at American Economic Association meeting, drafts, ca. 1990s |
| Box 69 Folder 2 | Afterword, "The Court is Now in Session!" draft, ca. 1990s |
| Box 69 Folder 3 | "Is the U.S. Economy Headed for a Financial Collapse?" drafts and notes, ca. 1990s |
| Box 69 Folder 4 | Conferences in Asia and New Zealand, notes, conference material and presentation materials, ca. 1990s |
| Box 69 Folder 5 | Law School Forum, notes, ca. 1990s |
| Box 69 Folder 6 | Turkey, notes, ca. 1990s |
| Box 69 Folder 7 | China, charts, ca. 1990s |
| Box 69 Folder 8 | Clemson University, research material and transparencies, ca. 1990s |
| Box 69 Folder 9 | Tano Santos, notes, ca. 1990s |
| Box 69 Folder 10 | Innovations, notes, ca. 1990s |
| Box 69 Folder 11 | Banking reform, notes, ca. 1990s |
| Box 69 Folder 12 | Stewart C. Myers, "Merton H. Miller's Contribution to Financial Economics," draft, ca. 1990s |
| Box 69 Folder 13 | Alumni speech given in Turkey, notes, ca. 1990s |
| Box 69 Folder 14 | Executive Program speech, notes, ca. 1990s |
| Box 69 Folder 15 | Harper Dinner speech, drafts and notes, ca. 1990s |
| Box 69 Folder 16 | Speech given in Thailand, drafts and conference material, ca. 1990s |
| Box 69 Folder 17 | Speech given in Hamburg, notes, ca. 1990s |
| Box 69 Folder 18 | Speech given at Latin School, notes, ca. 1990s |
| Box 69 Folder 19 | "Financial Innovation," speech given in Virginia, ca. 1990s |
| Box 69 Folder 20-21 | Drafts and reprints, ca. 1950s-2000 |
| Box 70 Folder 1-6 | Drafts and reprints, ca. 1950s-1990s |
| Box 71 Folder 1-8 | Drafts, reprints and clippings, ca. 1980s-1990s |
| Box 72 Folder 1-10 | Drafts, publications and reprints, ca. 1980s-2000 |
Subseries 3: Correspondence |
Sub-subseries 1: Subject File |
| Box 73 Folder 1 | Modigliani-Miller research, 1962 |
| Box 73 Folder 2 | Franco Modigliani, 1962-1963 |
| Box 73 Folder 3 | William F. Sharpe, 1962-1963 |
| Box 73 Folder 4 | John Hirshleifer, 1963 |
| Box 73 Folder 5 | Willard I. Zangwill, 1964 |
| Box 73 Folder 6 | Franco Modigliani, 1964-1966 |
| Box 73 Folder 7-8 | Belgium, 1966-1967 |
| Box 73 Folder 9 | Referee requests and reports, 1964-1969 |
| Box 73 Folder 10 | Referee reports, ca. 1960s |
| Box 73 Folder 11 | Publication offers, 1970-1971 |
| Box 73 Folder 12 | DeWitt C. Dearborn, 1972 |
| Box 73 Folder 13 | Securities Investor Protection Corporation, 1972 |
| Box 73 Folder 14 | Richard V.L. Cooper, 1975 |
| Box 73 Folder 15 | Bell Journal of Economics, 1976 |
| Box 73 Folder 16 | Patrick J. Hess, 1979-1981 |
| Box 74 Folder 1 | Permissions, 1979-1981 |
| Box 74 Folder 2 | Quarterly Journal of Economics, 1981 |
| Box 74 Folder 3 | George A. Poole, 1983-1984 |
| Box 74 Folder 4 | George C. Philippatos, 1984 |
| Box 74 Folder 5 | Carnegie-Mellon University, 1985 |
| Box 74 Folder 6 | Fred D. Arditti, 1986 |
| Box 74 Folder 7 | Society for the Promotion of Financial Studies, 1986-1987 |
| Box 74 Folder 8 | Thomas H. Dittmer, 1987 |
| Box 74 Folder 9 | Hermann Göppl, 1987 |
| Box 74 Folder 10 | Russell Sage Foundation, 1988 |
| Box 74 Folder 11 | Basil Blackwell, 1988 |
| Box 74 Folder 12 | Journal of Banking and Finance, 1988-1990 |
| Box 74 Folder 13 | Journal of Finance, 1989 |
| Box 74 Folder 14 | Prudential, 1989 |
| Box 74 Folder 15 | Review of Financial Studies, 1989 |
| Box 74 Folder 16 | Charles W. Upton, 1989 |
| Box 74 Folder 17 | Requests for reprints, 1980-1990 |
| Box 74 Folder 18 | Peter L. Bernstein, 1990-1991 |
| Box 74 Folder 19 | Bank One Corporation, 1991 |
| Box 74 Folder 20 | Basil Blackwell, 1991 |
| Box 74 Folder 21 | Journal of Business, 1982-1991 |
| Box 74 Folder 22 | Journal of Financial and Quantitative Analysis, 1987-1992 |
| Box 74 Folder 23 | Review of Financial Studies, ca. 1988 |
| Box 74 Folder 24 | Leo Melamed, 1981-1992 |
| Box 74 Folder 25 | Fischer Black, Nobel Prize nomination, 1993 |
| Box 74 Folder 26 | Susan Chaplinsky, 1993 |
| Box 74 Folder 27 | Doris Wan Cheng, 1993 |
| Box 74 Folder 28 | Robert Comment, 1993 |
| Box 74 Folder 29 | Toshiya Kawamura, 1993 |
| Box 74 Folder 30 | Thomas Flannigan, 1993 |
| Box 74 Folder 31 | Peat Marwick, 1993 |
| Box 74 Folder 32 | Richard A. Werner, 1993 |
| Box 74 Folder 33 | Financial Markets International, 1962-1994 |
| Box 74 Folder 34 | J.P. Morgan Securities, 1994 |
| Box 74 Folder 35 | Claudio Loderer, 1994 |
| Box 74 Folder 36 | Fischer Black Fund, 1995 |
| Box 75 Folder 1 | Bill Clinton, 1995 |
| Box 75 Folder 2 | Permissions, 1981-1996 |
| Box 75 Folder 3 | American Economic Review, 1989-1996 |
| Box 75 Folder 4 | John Wiley and Sons, 1991-1996 |
| Box 75 Folder 5 | Blackwell Publishers, 1991-1998 |
| Box 75 Folder 6 | New York University, 1994-1998 |
| Box 75 Folder 7 | Journal of Applied Corporate Finance, 1998 |
| Box 75 Folder 8 | Rogério Ortega, 1998 |
| Box 75 Folder 9 | World Innovation Foundation, 1998 |
| Box 75 Folder 10 | Francis Lui, 1999 |
| Box 75 Folder 11 | Permissions, 1996-2000 |
| Box 75 Folder 12 | Blackwell Publishers, 2000 |
| Box 75 Folder 13 | Hugo J. Faria, 1997-2000 |
Sub-subseries 2: Chronological File |
| Box 75 Folder 14-17 | 1965-1969 |
| Box 76 Folder 1-15 | 1970-1979 |
| Box 77 Folder 1-15 | 1980-1990 |
| Box 78 Folder 1-13 | 1990-2000 |
Subseries 4: Administration |
| Box 79 Folder 1 | Center for Mathematical Studies in Business and Economics, memoranda, proposals and brochure, 1962 |
| Box 79 Folder 2 | Honorary degrees, recommendations and biographical material, 1965 |
| Box 79 Folder 3 | Center for Advanced Study in the Behavioral Sciences, fellowship material, 1969 |
| Box 79 Folder 4 | Examining Committee on the Graduate School of Business, report, 1969 |
| Box 79 Folder 5 | Admission and graduation requirements for the MBA degree, memoranda, 1969 |
| Box 79 Folder 6 | Committee on the Appointment of Ralph E. Gomory, report, 1969 |
| Box 79 Folder 7 | Summer programming, memoranda, research material and program material, 1970 |
| Box 79 Folder 8 | Faculty meetings, memoranda, 1970 |
| Box 79 Folder 9 | Western Electric Fund Awards, nomination material, 1972-1973 |
| Box 79 Folder 10 | Committee on Term Associate Professorships, reports, notes and clippings, 1973 |
| Box 79 Folder 11 | Committee on Term Associate Professorships, reports and biographical material, 1973 |
| Box 79 Folder 12 | Committee on Faculty Size and Composition, memoranda, reports and study data, 1976 |
| Box 79 Folder 13 | Honorary degrees, recommendations and biographical material, 1977-1978 |
| Box 80 Folder 1 | Dean Witter Foundation, correspondence and proposals, 1981 |
| Box 80 Folder 2 | Committee to Recommend Candidates for the Chicago Mercantile |
| Box 80 Folder 3 | University of Chicago Management Conference, correspondence and brochure, 1987 |
| Box 80 Folder 4 | University of Chicago Centennial, list of proposed conferences, 1990 |
| Box 80 Folder 5 | University of Chicago Centennial, Graduate School of Business planning committee, correspondence, proposal and list of Ph.D. alumni, 1990 |
| Box 80 Folder 6 | Fischer Black Fellowship, correspondence, drafts and biographical material, 1995 |
| Box 80 Folder 7 | Süleyman Chair in Ottoman History, correspondence and drafts, 1995-1996 |
| Box 80 Folder 8 | Alumni development, correspondence, 1996 |
| Box 80 Folder 9 | Scheduling forms, undated |
Subseries 5: Arrangements for Speaking Engagements |
| Box 80 Folder 10-19 | 1969-1984 |
| Box 81 Folder 1-18 | 1983-1990 |
| Box 82 Folder 1-25 | 1989-1991 |
| Box 83 Folder 1-25 | 1991-1993 |
| Box 84 Folder 1-20 | 1992-1995 |
| Box 85 Folder 1-11 | 1993-1997 |
| Box 86 Folder 1-9 | 1996-1998 |
| Box 87 Folder 1-7 | 1998-2000 |
Subseries 6: Video Recordings |
| Box 87 | Item 1: Unidentified, 1986 |
| Box 87 | Items 2-3: Nobel Prize, awarding and news coverage, ca. 1990 |
| Box 88 | Items 1-2: Nobel Prize, awarding and news coverage, ca. 1990 |
| Box 88 | Item 3: "The Silent Stars," 1990 |
| Box 88 | Item 4: "New Strategies for Maximizing Shareholder Value," conference highlights, 1992 |
| Box 88 | Item 5: "Inside Financial Derivatives," keynote speech, Risk Management Symposium, Chicago Mercantile Exchange, 1994 |
| Box 88 | Items 6-7: "Interview," Chicago Mercantile Exchange, 1994 |
| Box 88 | Item 8: "Chicago Board of Trade," CNBC-TV, 1997 |
| Box 88 | Item 9: "University of Chicago Graduate School of Business June-July Asia Tour," Burson Marsteller, 1999 |
| Box 88 | Item 10: "Nobel Prize Winner Merton Miller Dies," Ahead of the Curve, CNN, 2000 |
| Box 88 | Item 12: "Press Conference," undated |
| Box 88 | Item 22: "Keynote Speech," undated |
| Box 88 | Item 13: "CENTER," Pedagogisch Technische Hogeschool, undated |
Series IV: Consulting and Professional Activities |
This series contains material related to Miller's activities outside of teaching, research and speaking in the university context. These activities included participation in professional organizations; service on advisory, editorial and governing boards; and consulting for corporations and law firms.
Subseries 1: Alphabetical File, contains correspondence, administrative records, publications, and drafts, organized according to the names of organizations in which Miller participated. Much of the material in this subseries relates to Miller's service on advisory and editorial boards of professional organizations and academic journals. Documents from his service as president of the American Finance Association is included here (related material is also found in Series III: Subseries 2).
Subseries 2: Government Documents, contains material such as briefs, statements, testimonies, and transcripts, most from court cases in which Miller served as a witness.
Subseries 3: Addenda, contains additional material related to Miller’s work as a financial and legal consultant. The original organization of materials has been preserved.
Subseries 1: Alphabetical File |
| Box 89 Folder 1 | American Academy of Arts and Sciences, 1989 |
| Box 89 Folder 2-8 | American Finance Association, 1974-1990 |
| Box 89 Folder 9 | Allied Social Science Association, 1975 |
| Box 89 Folder 10 | Center for Business and Policy Studies, 1997 |
| Box 89 Folder 11 | Chicago Board of Trade, 1984-1987 |
| Box 89 Folder 12 | Chicago Council on Foreign Relations, 1988 |
| Box 89 Folder 13-14 | Chicago Mercantile Exchange, 1979-1986 |
| Box 90 Folder 1-3 | Chicago Mercantile Exchange, ca. 1990s |
| Box 90 Folder 4 | China Financial Weekly, 1993 |
| Box 90 Folder 5 | Econometric Society, 1988-1989 |
| Box 90 Folder 6-7 | Financial Economists Round Table, 1992-1995 |
| Box 90 Folder 8 | Globex, 1988 |
| Box 90 Folder 9-10 | Group of Thirty Derivatives Project, 1992-1993 |
| Box 90 Folder 11 | Industry Summit, 1996 |
| Box 90 Folder 12 | Intergovernmental Panel on Climate Change, 1994 |
| Box 90 Folder 13 | International Association of Financial Engineers, 1995-1998 |
| Box 90 Folder 14 | Japan and the World Economy, 1987 |
| Box 90 Folder 15 | Journal of Corporate Finance and Governance, 1992 |
| Box 90 Folder 16 | National Association for the Advancement of Colored People, 1993 |
| Box 90 Folder 17 | National Association of Realtors, 1983 |
| Box 90 Folder 18 | National Bureau of Economic Research, 1993-1998 |
| Box 90 Folder 19 | National Science Foundation, 1985-1989 |
| Box 90 Folder 20 | New Palgrave Dictionary of Money and Finance, 1989-1990 |
| Box 90 Folder 21 | University of Iowa Board of Visitors, 1984 |
| Box 90 Folder 22 | University of Minnesota, 1987 |
Subseries 2: Government Documents |
| Box 90 Folder 23-24 | Court documents, 1972-1999
|
| Box 91 Folder 1-5 | Court documents, 1997-1999
|
| Box 92 Folder 1-5 | Court documents, 1997-1999
|
| Box 93 Folder 1-2 | Court documents, 1999
|
| Box 93 Folder 3-4 | Chicago and North Western Transportation Company, statements before the Interstate Commerce Commission, 1977 |
Subseries 3: Consulting and Professional Activities Addenda |
| Box 94 Folder 1 | Chicago Mercantile Exchange, 1979-1980 |
| Box 94 Folder 2 | Chicago Mercantile Exchange, “Preliminary report …”, 1987 |
| Box 94 Folder 3 | Chicago Mercantile Exchange, 1987-1988 |
| Box 94 Folder 4 | Chicago Mercantile Exchange, Committee of inquiry to examine the events surrounding October 19, 1987, report, circa 1988 |
| Box 94 Folder 5 | Chicago Mercantile Exchange, report on October 19, 1987, 1988 [1/2] |
| Box 94 Folder 6 | Chicago Mercantile Exchange, report on October 19, 1987, 1988 [2/2] |
| Box 94 Folder 7 | Chicago Mercantile Exchange, 1998-2000 |
| Box 94 Folder 8 | Board of Trade and Chicago Mercantile Exchange vs. SEC and Delta Government Options Corporation, 1990-1991 |
| Box 94 Folder 9 | Chicago Mercantile Exchange governance, 1991 |
| Box 94 Folder 10 | Chicago Mercantile Exchange, governance, 1991-1994 |
| Box 94 Folder 11 | Chicago Mercantile Exchange, disciplinary procedures, 1994 |
| Box 94 Folder 12 | Argentaria, 1995 |
| Box 94 Folder 13 | NYSE, Inc., 1990 |
| Box 94 Folder 14 | NYSE, 1997 |
| Box 94 Folder 15 | Chicago Board of Trade, 1995-1996 |
| Box 94 Folder 16 | Long-term Capital Management, Lp, 1996-1999 |
| Box 94 Folder 17 | Metallgesellschaft Corporation, 1995 |
| Box 94 Folder 18 | Metallgesellschaft Corporation Auditor’s, 1994 [1 of 2] |
| Box 94 Folder 19 | Metallgesellschaft Corporation Auditor’s, 1994 [2 of 2] |
| Box 94 Folder 20 | Orange County Bankruptcy, 1996 |
| Box 94 Folder 21 | Orange County Bankruptcy, 1996 |
| Box 94 Folder 22 | Notes on replacing lost goodwill, 1997 |
| Box 94 Folder 23 | Testimony notes, 1997 |
| Box 94 Folder 24 | Lexecon subpoena, 1994 |
| Box 94 Folder 25 | Lexecon, Inc., 1995 |
| Box 94 Folder 26 | Clearing houses, 1997 |
| Box 94 Folder 27 | Adobe Oil and Gas Corp., 1979-1981 |
| Box 94 Folder 28 | IPAC, 1981 |
| Box 95 Folder 1 | GTE, 1984 |
| Box 95 Folder 2 | MARCOR, 1969-1970 |
| Box 95 Folder 3 | Schiff, Hardin & Waite, 1992 |
| Box 95 Folder 4 | Iranian oil properties, 1979-1981 |
| Box 95 Folder 5 | David Ross, 1999 |
| Box 95 Folder 6 | Standard Oil, 1958-1981 |
| Box 95 Folder 7 | Standard Oil, 1979-1981 |
| Box 95 Folder 8 | Standard Oil, 1981 |
| Box 95 Folder 9 | Standard Oil, 1981 |
| Box 95 Folder 10 | Standard Oil, billing, 1981-1983 |
| Box 95 Folder 11 | Workshop on Applied Price Theory, 1981-1983 |
| Box 95 Folder 12 | Credit Agricole Indosuez, 1997-1998 |
| Box 95 Folder 13 | Credit Agricole Indosuez, Gordon G. Chang, Paul Weiss, 1998-1999 |
| Box 95 Folder 14 | AT&T CAP Merril, 1997 |
| Box 95 Folder 15 | Merril – AT&T, 1996 |
| Box 95 Folder 16 | Skadden, Arps, Slate, Meagher & Flom, LLP., 1999 |
| Box 95 Folder 17 | Lindeman, James, Continental Bank, 1986-1988 |
| Box 95 Folder 18 | Chicago Board of Trade, 1985 |
| Box 95 Folder 19 | Lugar, Richard G., Roundtable on futures, derivatives and public policy, 1998-1999 |
| Box 95 Folder 20 | NYSE, Inc., 1990 |
| Box 95 Folder 21 | FDIC file, 1986-1987 |
| Box 95 Folder 22 | Asian financial markets, 1998 |
| Box 95 Folder 23 | Transparancies, undated |
| Box 95 Folder 24 | “Benj. Franklen”, undated |
| Box 95 Folder 25 | La Salle – Current, undated |
| Box 95 Folder 26 | La Salle, 1998 |
| Box 95 Folder 27 | “Rebuttal”, undated |
| Box 96 Folder 1 | S & L Material, 1997 |
| Box 96 Folder 2 | “Folder 1”,1985-1986 |
| Box 96 Folder 3 | “Note on a possible use of industry data for estimating damages”, 1972 |
| Box 96 Folder 4 | Winnebago active, 1972 |
| Box 96 Folder 5 | Winnebago annual reports, 1965-1971 |
| Box 96 Folder 6 | Winnebago data file, 1965-1972 |
| Box 96 Folder 7 | Chicago Board of Trade, petition, circa 1970 |
| Box 96 Folder 8 | Chicago Board of Trade, 1976-1985 |
| Box 96 Folder 9 | Chicago Board of Trade, Commodity Futures Trade Commission, 1982-1985 |
| Box 96 Folder 10 | Chicago Board of Trade, 1982-1985 |
| Box 96 Folder 11 | Chicago Board of Trade, 1984-1985 [1/2] |
| Box 96 Folder 12 | Chicago Board of Trade, 1984-1985 [2/2] |
| Box 96 Folder 13 | Chicago Board of Trade, 1985 |
| Box 96 Folder 14 | Chicago Board of Trade, 1985-1986 |
| Box 96A Folder 1 | Chicago Board of Trade, 1985-1986 |
| Box 96A Folder 2 | Chicago Board of Trade, CFTC rebuttal, 1986 |
Series V: Personal |
This small series contains copies of Miller's CV from 1982, an incomplete list of publications from around the time of Miller's death, birthday party memorabilia, and material related to an alumni beer-tasting event at which Miller presided.
| Box 96A Folder 3 | Curriculum vitae and lists of publications, 1982-2000 |
| Box 96A Folder 4 | Birthday party speech and memorabilia, ca. 1993 |
| Box 96A Folder 5 | GSB Club, beer tasting at Weinkeller Brewery and Restaurant, invitation, notes and menu, 1994 |
Series VI: Restricted |
Restricted material have been consolidated into this series. This series is divided into five subseries to distinguish among the types of material, and levels of organization and restriction.
Subseries 1 contains proprietary and confidential information related to Miller’s work as a consultant in connection with legal cases and corporate financing. The names of corporations and law firms that engaged Miller's services are given when identified. The subseries contains restricted material.
Subseries 2 contains University of Chicago administrative, contains referee reports and letters of recommendation for colleagues. This material is restricted for 30 years.
Subseries 3 contains administrative records concerning evaluations and appointment recommendations for University of Chicago personnel. Many of these administrative activities relate to tenure and appointment procedures and contain contains letters of recommendation, tenure review material, budget material, and other administrative records that are subject to restriction.
This material is restricted for 50 years.
Subseries 4 contains protected student information such as grade reports, graded student work, letters of recommendation and other material related to the evaluation of students. This material is restricted for 80 years.
Subseries 5 contains documents bearing protected personal information such as social security numbers. This material is restricted indefinitely.
Subseries 1: Restricted Consulting and Professional Activities |
| Box 97 Folder 1 | Argentaria, 1995 |
| Box 97 Folder 2 | Automated Power Exchange, 1998 |
| Box 97 Folder 3 | Bank United of Texas v USA, deposition, 1999 |
| Box 97 Folder 4 | Bank United,1994 |
| Box 97 Folder 5 | Calfed, 1998 |
| Box 97 Folder 6 | Commonweath Edison, 1990 |
| Box 97 Folder 7 | Commonweath Edison, 1990 |
| Box 97 Folder 8 | Credit Agricole Indosuez v Lucent Technologies of Shanghai, 1997-1998 |
| Box 97 Folder 9 | Jeffrey Finke, Attorney General, 1988 |
| Box 97 Folder 10 | Glendale script, 1997 |
| Box 97 Folder 11 | Blue bonnet (Glendale), 1998-1999 |
| Box 97 Folder 12 | Lexecon,1992 |
| Box 97 Folder 13 | Lexecon, 1994 |
| Box 97 Folder 14 | Lexecon, 1998-2000 |
| Box 97 Folder 15 | Metallgesellschaft, post-ruling file, 1994-1996 |
| Box 97 Folder 16 | Bob Whaley, MG Steve Ross, 1995 |
| Box 97 Folder 17 | NAACP, 1993 |
| Box 97 Folder 18 | National Cheese Exchange, 1996-1998 |
| Box 97 Folder 19 | Orange County Bankruptcy, 1996 |
| Box 97 Folder 20 | The guru group (Skadden), 1998 |
| Box 97 Folder 21 | Johnson, Philip Mc Bride (Skadden), 1999 |
| Box 98 Folder 1 | Standard Oil agreements, 1966-1981 |
| Box 98 Folder 2 | Standard Oil, 1981 |
| Box 98 Folder 3 | Standard Oil, 1983 |
| Box 98 Folder 4 | Statesman, 1997-1998 |
| Box 98 Folder 5 | Unocal, 1987 |
| Box 98 Folder 6 | Winnebago, 1966-1972 |
| Box 98 Folder 7 | Winnebago, 1972 |
| Box 98 Folder 8 | Winnebago, prospectuses, 1972 |
| Box 98 Folder 9 | Winnebago, trade secrets, 1972 |
| Box 98 Folder 10 | Winnebago script, drafts, notes, 1972 |
| Box 98 Folder 11 | Winnebago, memos, etc., 1972 |
| Box 98 Folder 12 | Winnebago, script-early version, 1972 |
| Box 98 Folder 13 | Harry Roberts, Winnebago, 1972 |
| Box 98 Folder 14 | Winnebago, active, 1972 |
| Box 98 Folder 15 | Life Time v. Winnebago, daily reports, 1972 |
| Box 98 Folder 16 | Life Time v. Winnebago, daily reports, 1972 |
| Box 98 Folder 17 | Life Time v. Winnebago, daily records, 1972 |
| Box 98 Folder 18 | Wunsch, R. Steven, 1990-1993 |
| Box 99 Folder 1-3 | Chicago Board of Trade, legal material, corporate material and correspondence, 1970s-1980s |
Subseries 2: R-30 Administrative, Recommendation and Referee Materials |
| Box 100 Folder 1 | 1980-1992 |
| Box 100 Folder 2 | 1988-1989 |
| Box 100 Folder 3 | 1989-1990 |
| Box 100 Folder 4 | 1993 |
| Box 100 Folder 5 | 1993 |
| Box 100 Folder 6 | 1995-1998 |
| Box 100 Folder 7 | 1996 |
Subseries 3: R-50 Personnel, Budget and Appointment Materials |
| Box 100 Folder 8 | 1968-1970 |
| Box 100 Folder 9 | 1970 |
| Box 100 Folder 10 | 1971-1972 |
| Box 100 Folder 11 | 1973 |
| Box 100 Folder 12 | 1984 |
| Box 100 Folder 13 | 1986 |
| Box 100 Folder 14 | 1991 |
Subseries 4: R-80 Student Evaluative Materials |
| Box 100 Folder 15 | Undated |
| Box 100 Folder 16 | Undated |
| Box 100 Folder 17 | 1965 |
| Box 100 Folder 18 | 1965 |
| Box 100 Folder 19 | 1966 |
| Box 100 Folder 20 | 1966-1969 |
| Box 100 Folder 21 | 1969 |
| Box 100 Folder 22 | 1969 |
| Box 100 Folder 23 | 1970 |
| Box 100 Folder 24 | 1970-1981 |
| Box 100 Folder 25 | 1971 |
| Box 100 Folder 26 | 1971 |
| Box 100 Folder 27 | 1972 |
| Box 100 Folder 28 | 1972-1976 |
| Box 100 Folder 29 | 1973 |
| Box 100 Folder 30 | 1973 |
| Box 100 Folder 31 | 1974 |
| Box 100 Folder 32 | 1974 |
| Box 100 Folder 33 | 1977 |
| Box 100 Folder 34 | 1978 |
| Box 100 Folder 35 | 1979 |
| Box 100 Folder 36 | 1979 |
| Box 100 Folder 37 | 1979 |
| Box 100 Folder 40 | 1980 |
| Box 101 Folder 1 | 1981-1984 |
| Box 101 Folder 2 | 1981-1985 |
| Box 101 Folder 3 | 1982 |
| Box 101 Folder 4 | 1982 |
| Box 101 Folder 5 | 1982-1984 |
| Box 101 Folder 6 | 1983-1998 |
| Box 101 Folder 7 | 1984 |
| Box 101 Folder 8 | 1985 |
| Box 101 Folder 9 | 1986 |
| Box 101 Folder 10 | 1987-1988 |
| Box 101 Folder 11 | 1988 |
| Box 101 Folder 12 | 1989 |
| Box 101 Folder 13 | 1990 |
| Box 101 Folder 14 | 1990 |
| Box 101 Folder 15 | 1990-1991 |
| Box 101 Folder 16 | 1991-1999 |
| Box 101 Folder 17 | 1991-1992 |
| Box 101 Folder 18 | 1992 |
| Box 101 Folder 19 | 1992-1996 |
| Box 101 Folder 20 | 1993 |
| Box 101 Folder 21 | 1996 |
| Box 101 Folder 22 | 1997 |
| Box 101 Folder 23 | 1997 |
| Box 101 Folder 24 | 1997 |
| Box 101 Folder 25 | 1998 |
Subseries 5: R-X Protected Personal Information |
| Box 101 Folder 26 | 1993 |